Current Engagements​

  • Internet of the Things Industry – Active Corporate Adviser Buy-side and Sell-side

  • Education – – Active Corporate Adviser Buy-side and Sell-side

  • Advise to $20 Billion + Chinese Private Equity Fund on Acquisitions

  • Act as sole financial for $5 billion case in the U.S. Supreme Court.

  • Assisted Congress with financial and industry aspects of Dodd-Frank.

Recent Financial Advisory Work

  • M & A advice regarding Foxconn and Andover Audio

  • Pageflex acquisition of Earth Integrate (Social Media Company)

  • Advised on Funding Strategy for New Energy Vehicle company

  • Advised on Valuation and Litigation Strategy of $5 billion asset management firm

  • Advised on strategic partner capital raise and license of product for Attain Response while maintaining founder control

Example of Value Added Advice and Investment

  • Alpha Capital advised in restructuring Provista Diagnostics (www.provistadx.com), a firm with a revolutionary blood based diagnostic for breast cancer to replace mammography which may be inaccurate and painful. Alpha Capital provided advisory services in restructuring the capital structure, recruiting the ideal CEO, and making an investment in the Company. We believe Provista will provide great economic and medical value in the future.

Partial List of Prior Transactions

  • Rockford Industries, specialty finance company, Initial Public Offering, Private Equity Placement with Sun America, $165 million open pool securitization program, sale to American Express.

  • Cal BIDCO, one of the largest SBA 7 (a) lenders – leveraged buyout raising $20 million equity, $20 million subordinate debt, $75 million bank line, $150 million securitization program.

  • Community Care Systems, Wellesley, Massachusetts, Psychiatric Hospital Chain, refinancing and turn-around of hospital chain.

  • Mountasia Entertainment – $10 million convertible note, purchase of division from Time Warner.

  • Heritage Partners, Advisor in raising $175 million fund (Fund I).

  • Analog and Digital Systems – raised $3M private institutional capital from Arthur D. Little’s Memorial Drive Trust, MV Partners, and others, and served as long-time Board Member. Advised on sale of company to another electronics firm.

  • Cook Family Foods, $130 million Sale to ConAgra.

  • Computer Partners, Wellesley, Mass $25M Sale to Computer Sciences Corp. (CSC), Washington, D.C.

  • Organogensis, Bridge Loan, IPO advisory; investor in company.